SEC oversight of investment advisers
hearing before the Subcommittee on Securities of the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Second Congress, second session, on the unfair practice that exists with some financial planners and the need for Congress to support the SEC through additional funding and staffing for the regulation of the financial planning industry, February 20, 1992.
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Publication
1992 - U.S. G.P.O., Washington, District of Columbia
Language
English
Word Count
55,500 words, Guess
Page Count
222 pages
Identifiers
- Open LibraryOL1453876M
- ISBN-100160390982
- OCLC Control Number27001106
- Library of Congress Control Number93107469
Classifications
- LCCKF26 .B3954 1992a
Subjects
Topics
Places
Series Statement
- S. hrg. ;
- 102-731
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